Sarbanes-Oxley Compliance Course (CPE credits available)
Home / Finance and Accounting / Seminars and Workshops
Today’s best companies understand the need for a commitment to meet internal controls assessment deadlines, report material changes quickly, and maintain compliance requirements. Under tight scrutiny of the SEC and the PCAOB (Public Company Accounting Oversight Board), following SARBOX guidelines is critical to every organization's success. This session will put you and your organization in tune to Sarbanes-Oxley requirements.
The program is designed to make certain that the procedures to meet Sarbanes-Oxley requirements are in place and working within your organization. When it comes to Sarbanes-Oxley, what you don’t know could seriously harm your company and result in severe penalties for top management and directors. This workshop brings practical application of SARBOX compliance to your organization.
Call us toll free at 877-385-5515 for information on how we can help your organization comply with SARBOX.
Who Should Attend
This course is designed for CEOs, CFOs, CIOs, Board members, VPs/directors of finance, controllers and treasurers, accountants/CPAs. Learning Objectives:
By the end of this training the participant will be able to...
- Acquire the knowledge to do design controls for Section 404 certification
- Test established internal controls
- Carry out practices for proper certification of financial statements
- Prepare for financial statement audits
- Acquire the knowledge to pass Section 404 audits with flying colors
- Analyze how to effectively manage the auditing process
- Acquire the knowledge to avoid the penalties of non-compliance
Overview of Program Content:
- Distinguish the three SARBOX certifications: Section 302, Section 906, Section 404
- Determine how to establish Section 404 Internal Controls certification
- Recognize best practices associated outside audit process
- Build a working knowledge of the audit committee’s responsibilities
- Identify effective steps to “manage” the auditor during audit planning, execution, and conclusion
- Recognize how to protect the audit committee from claims of failure
- Identify the PCAOB and its relationship to the SEC
|
